Chubb Life HK- Senior Manager, Compliance Monitoring
Chubb.com
Office
Hong Kong
Full Time
To lead and execute the compliance monitoring program and manage regulatory and internal compliance projects. This role provides second-line assurance over the effectiveness of the compliance program and drive key initiatives to meet new or changing regulatory objections, remediate compliance gaps, and support group-wide initiatives.
Identify control gaps, policy breaches, or regulatory risks, and develop actionable, risk-proportionate recommendations.
Prepare monitoring reports and present findings to the Chief Compliance Officer and senior management, with appropriate risk ratings and timelines.
Track remediation activities to closure and validate effectiveness of corrective actions.
Lead/Oversee the delivery of compliance related projects.
Work closely with Legal, Risk, and business stakeholders to translate regulatory requirements into operationalize compliance controls.
Draft or revise policies, procedures, and control frameworks to reflect new regulatory expectations.
Support change management activities including training, communication plans and stakeholders briefings.
Provide subject-matter expertise to the first line on compliance monitoring outcomes and project implementation best practices.
Perform other ad hoc duties as assigned by the supervisor.
Minimum 8 years of relevant experience in compliance, internal audit, or regulatory assurance within insurance or wider financial service sector
Good understanding of the requirements by the Insurance Authority, Office of the Privacy Commissioner for Personal Data, Securities & Futures Commission (ILAS), VHIS Office and MPFA
Familiar with the general operations of an authorized long-term insurer, the agency force and brokerage firms in Hong Kong
Strong interpersonal skills, objective-driven and results oriented. Able to work independently and together with the business units under pressure