Compliance Governance & Reporting Associate Director
DTCC.com
Office
Dallas, TX, United States
Full Time
Are you ready to make an impact at DTCC?
Do you want to work on innovative projects, collaborate with a dynamic and supportive team, and receive investment in your professional development? At DTCC, we are at the forefront of innovation in the financial markets. We are committed to helping our employees grow and succeed. We believe that you have the skills and drive to make a real impact. We foster a thriving internal community and are committed to creating a workplace that looks like the world that we serve.
The General Counsel's Office is a valued, trusted and responsive partner within DTCC. The team promotes and protects the best interests of the DTCC family of companies by creating and facilitating solutions and providing guidance on legal and regulatory matters.
Being a member of the Counsel's Office team, the Associate Director will support the Governance and Reporting team in meeting DTCC's Corporate Compliance Program obligations. The Associate Director will collaborate with partners across the Compliance Department to analyze diverse data from various sources and systems, identify quantitative and qualitative trends, maintain thorough documentation, and drive the team’s governance and reporting capabilities through research and knowledge-sharing initiatives. The Associate Director will play a critical role in enhancing the Compliance Department’s metrics reporting to senior management and DTCC Board Committees as well as other governance-related projects aligned with DTCC’s Corporate Compliance Program.
Your Primary Responsibilities:
The salary range is indicative for roles at the same level within DTCC across all US locations. Actual salary is determined based on the role, location, individual experience, skills, and other considerations. We are an equal opportunity employer and value diversity at our company. We do not discriminate on the basis of race, religion, color, national origin, sex, gender, gender expression, sexual orientation, age, marital status, veteran status, or disability status. We will ensure that individuals with disabilities are provided reasonable accommodation to participate in the job application or interview process, to perform essential job functions, and to receive other benefits and privileges of employment. Please contact us to request accommodation. With over 50 years of experience, DTCC is the premier post-trade market infrastructure for the global financial services industry. From 20 locations around the world, DTCC, through its subsidiaries, automates, centralizes, and standardizes the processing of financial transactions, mitigating risk, increasing transparency, enhancing performance and driving efficiency for thousands of broker/dealers, custodian banks and asset managers. Industry owned and governed, the firm innovates purposefully, simplifying the complexities of clearing, settlement, asset servicing, transaction processing, trade reporting and data services across asset classes, bringing enhanced resilience and soundness to existing financial markets while advancing the digital asset ecosystem. In 2024, DTCC’s subsidiaries processed securities transactions valued at U.S. $3.7 quadrillion and its depository subsidiary provided custody and asset servicing for securities issues from over 150 countries and territories valued at U.S. $99 trillion. DTCC’s Global Trade Repository service, through locally registered, licensed, or approved trade repositories, processes more than 25 billion messages annually. To learn more, please visit us at www.dtcc.com or connect with us on LinkedIn, X, YouTube, Facebook and Instagram.
Do you want to work on innovative projects, collaborate with a dynamic and supportive team, and receive investment in your professional development? At DTCC, we are at the forefront of innovation in the financial markets. We are committed to helping our employees grow and succeed. We believe that you have the skills and drive to make a real impact. We foster a thriving internal community and are committed to creating a workplace that looks like the world that we serve.
The General Counsel's Office is a valued, trusted and responsive partner within DTCC. The team promotes and protects the best interests of the DTCC family of companies by creating and facilitating solutions and providing guidance on legal and regulatory matters.
Pay And Benefits:
- Competitive compensation, including base pay and annual incentive
- Comprehensive health and life insurance and well-being benefits, based on location
- Pension / Retirement benefits
- Paid Time Off and Personal/Family Care, and other leaves of absence when needed to support your physical, financial, and emotional well-being.
- DTCC offers a flexible/hybrid model of 3 days onsite and 2 days remote (onsite Tuesdays, Wednesdays and a third day unique to each team or employee).
Being a member of the Counsel's Office team, the Associate Director will support the Governance and Reporting team in meeting DTCC's Corporate Compliance Program obligations. The Associate Director will collaborate with partners across the Compliance Department to analyze diverse data from various sources and systems, identify quantitative and qualitative trends, maintain thorough documentation, and drive the team’s governance and reporting capabilities through research and knowledge-sharing initiatives. The Associate Director will play a critical role in enhancing the Compliance Department’s metrics reporting to senior management and DTCC Board Committees as well as other governance-related projects aligned with DTCC’s Corporate Compliance Program.
Your Primary Responsibilities:
- Apply advanced data analytics techniques to analyze data, identify trends, and generate metrics for senior management and Board Committees
- Extract and analyze diverse data sets, which may have inconsistent or unstructured inputs from multiple systems (e.g., Archer, Snowflake data warehouse, SharePoint), to produce risk-informed insights and support trend analysis
- Support routine data validation protocols to ensure accuracy, completeness, and integrity of outputs used in Chief Compliance Officer, Board, and Committee reporting
- Promote data literacy within the Compliance Department by providing informal training and support to team members on data analysis and visualization tools
- Research and implement innovative data methods to enhance the efficiency and effectiveness of reporting
- Identify opportunities for ongoing DTCC Corporate Compliance Program enhancements using data science, advanced predictive analytics tools, and artificial intelligence/machine learning
**NOTE: The Primary Responsibilities of this role are not limited to the details above. **
Qualifications:
- Minimum of 6 years of related experience in compliance, risk management, or audit, preferably within the financial services industry
- Bachelor's degree required / master’s degree in related field is desirable
Talents Needed For Success:
- Strong analytical skills and proficiency in data analysis and visualization tools (e.g., KNIME, Alteryx, Power BI, Tableau), as well as artificial intelligence tools
- Excellent written and verbal communication skills, with the ability to present complex information clearly and concisely
- Strong ability to articulate findings from data and research to non-technical individuals at all levels
- High level of attention to detail and accuracy in data analysis, presentation, and reporting
- Effective challenge mentality
- Familiarity with data associated with compliance activities, such as issue tracking, employee compliance, anti-money laundering, sanctions, risk assessments, and regulatory updates is a plus
The salary range is indicative for roles at the same level within DTCC across all US locations. Actual salary is determined based on the role, location, individual experience, skills, and other considerations. We are an equal opportunity employer and value diversity at our company. We do not discriminate on the basis of race, religion, color, national origin, sex, gender, gender expression, sexual orientation, age, marital status, veteran status, or disability status. We will ensure that individuals with disabilities are provided reasonable accommodation to participate in the job application or interview process, to perform essential job functions, and to receive other benefits and privileges of employment. Please contact us to request accommodation. With over 50 years of experience, DTCC is the premier post-trade market infrastructure for the global financial services industry. From 20 locations around the world, DTCC, through its subsidiaries, automates, centralizes, and standardizes the processing of financial transactions, mitigating risk, increasing transparency, enhancing performance and driving efficiency for thousands of broker/dealers, custodian banks and asset managers. Industry owned and governed, the firm innovates purposefully, simplifying the complexities of clearing, settlement, asset servicing, transaction processing, trade reporting and data services across asset classes, bringing enhanced resilience and soundness to existing financial markets while advancing the digital asset ecosystem. In 2024, DTCC’s subsidiaries processed securities transactions valued at U.S. $3.7 quadrillion and its depository subsidiary provided custody and asset servicing for securities issues from over 150 countries and territories valued at U.S. $99 trillion. DTCC’s Global Trade Repository service, through locally registered, licensed, or approved trade repositories, processes more than 25 billion messages annually. To learn more, please visit us at www.dtcc.com or connect with us on LinkedIn, X, YouTube, Facebook and Instagram.
DTCC proudly supports Flexible Work Arrangements favoring openness and gives people freedom to do their jobs well, by encouraging diverse opinions and emphasizing teamwork. When you join our team, you’ll have an opportunity to make meaningful contributions at a company that is recognized as a thought leader in both the financial services and technology industries. A DTCC career is more than a good way to earn a living. It’s the chance to make a difference at a company that’s truly one of a kind.
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Compliance Governance & Reporting Associate Director
Office
Dallas, TX, United States
Full Time
October 8, 2025