Compliance Analyst I - Product Compliance

General Summary

The Compliance Analyst I – Product Compliance supports the implementation and oversight of regulatory compliance for consumer lending products. This role works closely with senior compliance staff to advise business partners on applicable laws, regulations, and internal policies. The analyst serves as a subject matter expert on key compliance initiatives, participates in company projects as a compliance stakeholder, and conducts monitoring activities to identify unusual consumer activity and recommend monitor improvements. Success in this role requires strong attention to detail, ongoing drive to learn, and a commitment to delivering high-quality results.

Principal Duties and Responsibilities

• Provide compliance-related support to business units, as assigned.
• Conduct investigations of unusual activity and help identify potential improvements to monitoring systems.
• Assist in researching and interpreting laws, rules, and regulations relevant to consumer lending products.
• Support the review of internal processes to help ensure compliance with applicable requirements.
• Assist in remediation efforts for identified compliance issues in partnership with Product and other teams.
• Develop subject matter knowledge of the company’s products and related compliance obligations.
• Collaborate with senior compliance staff and other departments to support compliance initiatives.
• Participate as needed in compliance-related testing activities.
• Stay informed about relevant regulatory updates and industry best practices.
• Perform other duties as assigned.

Experience And Education

• Bachelor’s degree or equivalent combination of education and experience; a minimum of 1 year of experience in consumer regulatory compliance within the financial service industry.
• Experience in a consumer financial services environment required, including experience with consumer lending regulations, such as BSA, TILA, ECOA, FCRA, FDCPA, EFTA, GLBA, and TCPA.
• Ability to develop and adapt SQL queries is a plus.
• Familiarity with Microsoft Office tools, especially Excel, Word, and PowerPoint.

Required Skills, Abilities, Soft Skill Factors

• Strong attention to detail and organizational skills.
• Good written and verbal communication skills.
• Ability to manage multiple tasks and meet deadlines with guidance.
• Ability to work collaboratively with team members and cross-functional partners.
• Willingness to learn and apply regulatory knowledge in a practical setting.
• Basic understanding of consumer protection laws and regulations is a plus.

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