Compliance Associate

A career at Lombard Odier means working for a renowned global wealth and asset manager, with a strong focus on sustainable investing. An innovative bank of choice for private and institutional clients, our independently owned Firm is one of the best-capitalised banking groups in the world, managing close to CHF 300 billion and operating from over 25 offices across 4 continents.
 

With a history spanning over 225 years, Lombard Odier is an investment house providing a comprehensive offering of discretionary and advisory portfolio management, wealth services and custody. We also offer asset management services and investment strategies through Lombard Odier Investment Managers and provide advanced banking technology to other financial institutions.
 

“Rethink Everything” is our philosophy – it is at the heart of everything we do. We have grown stronger through more than 40 financial crises by rethinking the world around us to provide a fresh investment perspective for our clients.

A career at Lombard Odier means working for a renowned global wealth and asset manager, with a strong focus on sustainable investing. An innovative bank of choice for private and institutional clients, our independently owned Firm is one of the best-capitalised banking groups in the world, managing close to CHF 300 billion and operating from over 25 offices across 4 continents.

With a history spanning over 225 years, Lombard Odier is an investment house providing a comprehensive offering of discretionary and advisory portfolio management, wealth services and custody. We also offer asset management services and investment strategies through Lombard Odier Investment Managers and provide

advanced banking technology to other financial institutions.

“Rethink Everything” is our philosophy – it is at the heart of everything we do. We have grown stronger through more than 40 financial crises by rethinking the world around us to provide a fresh investment perspective for our clients.

Lombard Odier Investment Managers (“LOIM”) is the asset management business of the Lombard Odier Group.  In order to strengthen our Compliance Team, we are looking for a Luxembourg based:

Compliance Associate

Your Role

• Act as a key point of contact for compliance and AML (Anti-Money Laundering) matters within the organization.
• Support the implementation and ongoing enhancement of the compliance monitoring program, ensuring alignment with Luxembourg regulatory requirements (CSSF, AML/CFT, MiFID II, UCITS, AIFMD, etc.).
• Coordinate the migration of manual Compliance and AML processes (e.g., Excel-based) into automated Alteryx workflows and Tableau dashboards, driving digital transformation within the team.
• Collaborate with IT, business units, and other Compliance/AML team members to design and implement data-driven solutions that support decision-making and business tracking.
• Conduct compliance risk assessments, gap analyses, and thematic reviews.
• Monitor regulatory developments and assess their impact on business activities; ensure timely communication and implementation of new requirements.
• Draft, review, and update compliance policies, procedures, and internal controls.
• Support and coordinate regulatory reporting, internal/external audits, and respond to regulatory inquiries.

Your Profile

• University degree in Law, Finance, Business Administration, or a related field; additional compliance certifications (e.g., CAMS, ICA, or equivalent) are a strong asset.
• Relevant experience (up to 3 years) in a compliance, AML, or risk management role within the asset management or financial services industry, ideally in Luxembourg.
• Knowledge of Luxembourg and EU regulatory frameworks (CSSF, AML/CFT, MiFID II, UCITS, AIFMD, FATCA/CRS, etc.).
• Experience with Business Intelligence platforms (Tableau, Alteryx) and a strong interest in process automation and data analytics.
• Excellent analytical, problem-solving, and organizational skills; ability to manage multiple priorities and meet deadlines.
• Strong communication and interpersonal skills; able to work collaboratively across functions and with senior stakeholders.
• High level of integrity, discretion, and professionalism.
• Fluent in English; knowledge of French, German, or another European language is an advantage.

Our Maison’s DNA is defined by five core values. Excellence drives us to be the best at what we do, while Innovation fuels our progress. Respect underpins every interaction, and Integrity shapes our actions. Together, we are One Team, united in serving our clients with unwavering dedication.

As a responsible and supportive employer, we promote a diverse and inclusive work environment for our employees and candidates. Diversity, Equity and Inclusion are woven into the fabric of our Maison’s DNA, and we strive to ensure that our employees can fulfill both their personal and professional aspirations by encouraging internal mobility and individual upskilling programs. We firmly believe that building Diverse Teams contributes to our successes and to deliver on this, we actively embed Diversity, Equity and Inclusion in our business strategy.

It is an exciting time to join our Teams. All applications will be handled in the strictest confidence. Please apply directly through our Career Website.

Our Maison’s DNA is defined by five core values. Excellence drives us to be the best at what we do, while Innovation fuels our progress. Respect underpins every interaction, and Integrity shapes our actions. Together, we are One Team, united in serving our clients with unwavering dedication.

As a responsible and supportive employer, we promote a diverse and inclusive work environment for our employees and candidates. Diversity, Equity and Inclusion are woven into the fabric of our Maison’s DNA, and we strive to ensure that our employees can fulfill both their personal and professional aspirations by encouraging internal mobility and individual upskilling programs. We firmly believe that building Diverse Teams contributes to our successes and to deliver on this, we actively embed Diversity, Equity and Inclusion in our business strategy.

It is an exciting time to join our Teams. All applications will be handled in the strictest confidence.