Senior Manager - Risk & Governance - NeoBiz.Governance Unit - MBP.Retail Banking Group-MBPKLTD

Governance · Implement and review SOP, Key Risk Indicators in line with Operational Risk framework, Business Risk policies and Risk Control Self-Assessment (RCSA). · Introduce a Risk and Governance Committee (RGC) for Business Banking to oversee the risk framework for the Business · Ensure the risks associated with new and changed products, services and business strategy are sufficiently assessed and mitigated. · Develop and manage portfolio monitoring and governance with focus on online channel usage, KYC accuracy, site visits. · Define and implement a sustainable operational process where there is direct impact on Financial, Operational, Reputational and Regulatory Risks to the Bank. · Create a Control Testing Framework in the Unit for independent validation AML Risk –KYC ongoing review and NTB documentation · Manage the KYC review process (end to end) and check KYC documents for NTB and existing customers · Complete the KYC review process for the rest of the Business Banking Portfolio (L1-L3 customers) – Act as the checker Business Operational Risk · Define and implement a sustainable operational process where there is direct impact on Financial, Operational, Reputational and Regulatory Risks to the Bank. · Act as a second line of defense for the business through regular reviews (including portfolio) and implement ongoing improvements and aim to reduce the operational and risk losses. Controls · Responsible for implementation of Risk Control Self- Assessment (RCSA) · Ensure OREs are raised by the business team where warranted · Represent the business segment in various forums like Business Risk or submission for CRMC. · Work closely with fraud and compliance teams to eliminate process gaps to reduce risk and improve controls. Project management : · Oversee end to end implementation and automation of new systems /KYC automation and any other automation initiatives related to Governance activities

Governance and Operational risk · Report and highlight significant Business & Operational Risk & Governance issues in coordination with the business team

· Responsible to identify errors, incidents, losses, regulatory risks, reputational risks, financial risks and operational risks in coordination with the business team · Point of contact and key interface with internal Audit (scope and post audit closure of hazards) and Operational Risk teams, to manage the RCSA and key operational risks of the business. · Ensure RAR/RDR memos are executed by the business teams where there are process gaps and lack of adherence to banks policies and guidelines · Key business interface and build and implement a second line risk management framework that assists the business in proactive risk management · Highlight trends on process gaps, risk breaches & control failures AML Risk –KYC ongoing review and NTB documentation · Ensure KYC documents and process for L1- L3 are in line with standards as per Governance’s role · Ensure that the EDD controls are complied with as per Governance’s role Project management : · Participate in ongoing modification to governance related systems/ modules, where required · In new system/ functionality implementation, ensure that governance is involved from the perspective of risk assessment and whether mitigating controls have been implemented as advised via the NPPA process

• Candidate should preferably have prior experience of handling operational Risk, Audit & Governance Roles with atleast 8 to 10 years of working experience ·
• The candidate must have experience in handling KYC Review and other AML Risks
• Strong and relevant track record in either Audit, Compliance and Risk Management.
• Strong leadership & analytical skills.
• Ability to work under tight time constraints & pressure.