Assistant Vice President - Securitisation Group (SSG)

Business Functional Goals, Risk & Compliance Goals

Compliance, Administration and Internal Processes(40%)

• To investigate and check regulatory requirement and do necessary reporting for new projects/initiative
• To understand and maintain internal compliance requirements.
• To set up necessary operation/business flow to follow regulation/law
• To educate the group member to have necessary knowledge and enhance their capacity on regulation and compliance
• To comply with regulatory, company and branch policies and procedures.

Risk Management (20%)

• To analyze credit risk in underlying asset and structure of the transactions and apply the credit monitoring and application.
• Monitor the portfolio and take necessary actions on potential deterioration on the credit.
• To ensure risk management frameworks, policies and procedures related to our business.

Financial Performance & Business Goals (20%)

• To achieve its financial & non-financial performance target in accordance with the company’s risk management and compliance policies and standards.
• To promote securitisation and structured finance related business including marketing, origination and distribution.
• Manage closing and on-going process on respective transactions.
• Preparation of term sheets, offer letters and financing proposals
• Documentation due diligence reporting;
• Review loan documents and security documents and liaise with legal counsel;
• Review due diligence reports and other independent third party reports necessary for the distribution of loan products.
• To conduct research and generate report as per management’s requirement.
• Any other tasks assigned by your manager

Client Service Management (Internal/External) (20%)

• Coordinate with branch, other officers of SPDA, related departments of SMBC Head Office and other branches or SMBC group companies to provide value-added services to clients.
• Research in market, laws & regulations in related business area, and provide necessary information to relevant parties.
• Undertake other tasks assigned by the management, including new project, new product development and process improvement.
• To work together as “TEAM SMBC/SMFG” to achieve the highest level of trust and service to our clients, colleagues and other stakeholders.
• Collect necessary data and information to support marketing and execution of transactions.

Job Requirements

• Bachelor’s / Master’s degree in finance, economics, business or accounting desirable.
• At least 5 years’ experience in  or related areas.
• Familiarity or exposure to ABS, RMBS, CMBS, CLOs, CLNs, CDS, repacks, synthetic structures, derivatives desirable.
• Some in-house experience in securities firm, commercial bank, rating agency or consumer finance sector preferred.
• Keen interest in structured finance and transitioning into Front Office role in banking.
• Thoroughness and attention to detail; pragmatic and commercially minded.
• Flexible, pro-active team player with can-do attitude and hunger to learn.