Money Laundering Reporting Officer (MLRO)

Company Description

Experience something Brilliantly Different with a career at MUFG Investor Services. 

Who are we? In a nutshell, MUFG Investor Services is part of the Mitsubishi UFJ Financial Group, and we partner with over 480 loyal global investment firms to provide them with administration, asset services, banking and fund financing. 

We’re in 14 global locations and provide an exceptional hub of Brilliantly Different talent to thrive.  

#Li-Hybrid

Job Description

The successful candidate will provide a full range of AML Officer services to Cayman-domiciled clients (and any other jurisdictions the service is offered by MUFG) based on the requirements of Cayman AML/CFT/CPF regulations as revised from time to time (or the relevant laws and regulations in other jurisdictions), acting in the capacity of MLRO/DMLRO and AMLCO for a number of client funds/entities. The individual will assist with the development and maintenance of a comprehensive AML audit program, AML Training program, and the training and supervising of junior staff.

The Successful Candidate Will:

• Act as MLRO/DMLRO and AMLCO for a number of client funds/entities.
• Be the point of contact for all suspicious activity reports and reporting of suspicious activity to the appropriate authorities.
• Develop and maintain systems and controls to ensure compliance with the AML/CFT/CPF program.
• Ensure regular audits of the AML/CFT/CPF program.
• Maintain appropriate logs/records as required by the regulations.
• Provide AML/CFT/CPF oversight of the funds’ investor and investment activities.
• Maintain regular communication with the funds’ boards and/or committees to advise of AML/CFT/CPF/Sanctions issues and report on the AML/CFT/CPF systems and controls.
• Develop and provide AML/CFT/CPF training to the funds’ boards.
• Stay abreast of current legislation and industry trends and assist with any duties as required by the AML regulations.
• Supervise a team of junior staff including work allocation, providing training and support.

Qualifications

• A bachelor’s degree or equivalent in legal, finance or accounting from a recognized university or college
• A recognized professional AML or compliance qualification (CAMS, ICA) or equivalent qualification
• Qualified accountant (CA, ACCA, CPA) or equivalent qualification
• 10+ years post qualification hedge fund experience including experience dealing with the fund’s investors and investment activity
• A minimum of 5 years AML audit experience, supervisory experience is a plus
• Experience in the investigation and review of potential AML or sanctions issues
• Strong understanding of the Cayman Regulatory Framework

Additional Information

What’s in it for you to join MUFG Investor Services?  

Take a look at our careers site and you’ll find everything you’d expect from a career with the fastest-growing business at one of the world’s largest financial groups. Now take another look. Because it’s how we defy expectations that really defines us. You’ll feel that difference in all kinds of ways. Our vibrant CULTURE. Connected team. Love of innovation, laser client focus, and next-level LEARNING & DEVELOPMENT. Oh, and we really walk the talk when it comes to HYBRID WORKING.    

So, why settle for the ordinary?  Apply now for a Brilliantly Different career.