CS Risk, Client Segments, Associate, Wealth Management

Morgan Stanley is a leading global financial services firm providing a wide range of investment banking, securities, investment management and wealth management services. The Firm's employees serve clients worldwide including corporations, governments, and individuals from more than 1,200 offices in 43 countries. As a market leader, the talent and passion of our people is critical to our success. Together, we share a common set of values rooted in integrity, excellence, and strong team ethic. Morgan Stanley can provide a superior foundation for building a professional career - a place for people to learn, to achieve and grow. A philosophy that balances personal lifestyles, perspectives and needs is an important part of our culture.

Position Summary:

This position provides support to various supervisory processes across Client Segments. This includes but is not limited to functions aligned to Central Review Unit, Business Control Unit, Risk Officer support activities, and preparation and reporting for various Governance forums. This team is actively growing and taking on more responsibilities, so we are looking for an individual who can handle change and growth in a fast-paced environment.

Responsibilities Include:

• Understand technical designs, connect with business requirements, identify trends, patterns, and insights to inform business decisions
• Design, develop and maintain interactive dashboards and reports using tools like Power BI, Tableau, or similar platforms.
• Perform business analysis to challenge and deliver enhanced and streamlined process and technology solutions for key business stakeholders.
• Develop and visualize business processes using flowcharts, diagrams, and other tools to identify areas for improvement
• Understand up-stream and down-stream of systems, and propose technical improvements
• Communicate findings and recommendations to leadership, and ensuring successful implementation of systems or processes
• Manage efforts to incorporate new technology capabilities
• Analyze  suite of controls that cover various areas of risk
• Review data quality issues/violations of firm’s compliance policies
• Reporting of daily activities conducted within the team
• Participate in meetings with local and US supervisory teams as needed
• Providing coverage to US Risk teams

Knowledge, Skills, and Abilities

• Detail orientated, strong organizational skills, analytical and problem-solving skills
• Ability to demonstrate strong project management skills
• Ability to lead conversations across multiple stakeholder groups; freely developing networks, building consensus, and prioritizing deliverables clearly and effectively to manage a multi-faceted roadmap
• Proficiency in data analysis tools (Excel, SQL, Tableau), business process modeling tools, and project management software is an added advantage
• Knowledge of Securities Exchange Commission (SEC), FINRA and Investment Compliance Policies is an added advantage
• Understanding of financial products, trading rules and regulatory landscape
• Strong interest in deepening business knowledge of financial industry and wealth management
• Excellent written and verbal communication skills
• Ability to simplify and communicate complex subject matter.
• Ability to work in a fast-paced environment, managing expectations and deadlines across various projects.
• Ability to organize, prioritize work and meet strict SLAs

Experience

• 3-5 years of industry experience
• Experience of business analyst is preferable
• Risk or compliance experience a plus

Education

• Bachelor’s/MBA degree or equivalent work experience

WHAT YOU CAN EXPECT FROM MORGAN STANLEY:

We are committed to maintaining the first-class service and high standard of excellence that have defined Morgan Stanley for over 89 years. Our values - putting clients first, doing the right thing, leading with exceptional ideas, committing to diversity and inclusion, and giving back - aren’t just beliefs, they guide the decisions we make every day to do what's best for our clients, communities and more than 80,000 employees in 1,200 offices across 42 countries. At Morgan Stanley, you’ll find an opportunity to work alongside the best and the brightest, in an environment where you are supported and empowered. Our teams are relentless collaborators and creative thinkers, fueled by their diverse backgrounds and experiences. We are proud to support our employees and their families at every point along their work-life journey, offering some of the most attractive and comprehensive employee benefits and perks in the industry. There’s also ample opportunity to move about the business for those who show passion and grit in their work.

To learn more about our offices across the globe, please copy and paste https://www.morganstanley.com/about-us/global-offices​ into your browser.

Morgan Stanley is an equal opportunities employer. We work to provide a supportive and inclusive environment where all individuals can maximize their full potential. Our skilled and creative workforce is comprised of individuals drawn from a broad cross section of the global communities in which we operate and who reflect a variety of backgrounds, talents, perspectives, and experiences. Our strong commitment to a culture of inclusion is evident through our constant focus on recruiting, developing, and advancing individuals based on their skills and talents.