Head Office Internal Control Officer

The Officer, Head Office Control position will be responsible for working cross-functionally to:

- Develop and implement internal control policies, procedures, and guidelines in accordance with

regulatory standards and best practices.

- Conduct regular assessments of the bank's internal control systems to identify weaknesses, gaps, or non-

Compliance Issues.

• Perform risk assessments to identify potential areas of risk and develop strategies to mitigate them.
• Review and evaluate financial transactions, processes, and documentation to ensure accuracy,

completeness, and compliance with established policies and procedures.

- Monitor compliance with anti-money laundering (AML) and know your customer (KYC) regulations to

Prevent Financial Crimes.

- Conduct periodic audits of operational areas to assess adherence to policies and identify opportunities

For Improvement.

• Investigate irregularities, discrepancies, or suspected fraud and recommend corrective actions.
• Provide training and guidance to staff on internal control procedures and compliance requirements.
• Collaborate with other departments, such as risk management, compliance, and internal audit, to address

control-related issues and implement solutions.

- Prepare and submit reports on internal control findings, recommendations, and actions taken to

management and regulatory authorities.

- Ensure timely escalation of identified events that could lead to material loss to ensure timely mitigation

of exposures and execute assurance.

- Deploy frameworks and key risk indicators for identification, assessment, measurement reporting,

monitoring, and mitigating both emerging and existing exposures.

- Drive the automation of Reconciliation and Proofing processes for the affiliate.