Analyst, Middle Office

Main point of contact for client/administrator operational queries

Issue margin calls to meet minimum equity levels

Monitor daily activity in cash and margin accounts to ensure compliance with Regulation T and FINRA rule.

Assist with portfolio margin amendments

Completion of all daily processes and controls

Driving initiatives to reduce manual processes

Helping to maintain a culture where processes, risks and controls are continually monitored, and potential risks are escalated on a timely basis

Qualifications:

• Excellent Client Service skills
• Strong problem solving and analytical skills
• Ability to listen and communicate effectively with others both verbally and written
• Ability to work under pressure in a client centric environment
• Excellent teamwork, communication, and presentation skills

Ideal Candidate will have knowledge of or interest in:

• Problem solving with an emphasis on financial markets and operations
• Prime brokerage operations experience
• Previous knowledge of dividends and/or corporate actions
• A desire to continually learn

Educational Qualifications:

• Bachelor’s Degree required

We are looking for a candidate with a Bachelors degree in Finance, Accounting, Economics (equivalent or higher). Interest or experience in financial services or brokerage back office operations; someone who enjoys collaborating, problem solving, and understands basic accounting principles is desirable.