Analyst

Position Description:
The Operations Risk & Regulatory Control Division is a global team responsible for Control (Balance Sheet Control), Risk Oversight, Regulatory Reporting (Disclosure of Interest, Transaction Reporting), CTB Projects and International Tax operations. The Division has over 600+ team members across the Firm, with the majority residing in Baltimore, Glasgow, Hong Kong, Mumbai, Bengaluru, and Japan as well as with Vendors in Nagpur/Chennai.

We currently have an opportunity within the ORRC Disclosures of Interest (DOI) team that is setup in Mumbai, India, a team that is focused on fulfilling regulatory requirements including; Short Position Monitoring and disclosure, Substantial Shareholder position monitoring and disclosure, Takeover Panel Reporting and disclosures, Beneficial Ownership Disclosures as well as multiple other oversight functions to ensure Morgan Stanley is meeting reporting obligation and disclosing in line with Regulations. This role is a business-critical control role required to provide coverage across all DOI functions and regulatory reporting obligations, as well as to reduce the risk of regulatory breaches across the full suite of DOI functions.
The candidate should expect to build an intricate knowledge of Asia Pacific rules and regulations pertinent to the team, firm systems, data sources, as well as the processes that are in place to ensure compliance with regulations.
The individual will have diverse responsibilities, including but not limited to: -
> Monitoring of various exceptions to highlight potential disclosure obligations across Asia Pacific.
> Working to tight daily deadlines
> Building a detailed understanding of each exception type, allowing accurate filings to made to the regulator.
> Building knowledge of security transactions and various product types.
> Acquiring an intricate knowledge of firm systems, data sources and processes, building the ability to question data integrity.
> Close communication with dedicated compliance team.
> Identification and implementation of process improvements
> Providing support to other members of the team.

Skills Required: -
The ideal candidate may have: -
> Strong academic background
> Proficient in Excel (e.g. formulas, pivot tables) and other windows-based software (e.g. Word, Power Point)
> Strong analytical, organizational and documentation skills
> Excellent verbal and written communication abilities
> Exhibit a strong sense of urgency, accountability, and ownership.
> Highly motivated self-starter with multi-tasking abilities
> Team-player
> Ability to prioritize functions and tasks.
> Has the ability to absorb information and learns quickly.
> Innovative and creative - challenges the existing processes and status quo.
> Excellent inter-personal skills Skills Desired: -
> Diversified financial services product knowledge.
> Proficient in Microsoft Office

Skills Proficiency: Intermediate

Shift time:
7.30 am to 4.30 pm.

WHAT YOU CAN EXPECT FROM MORGAN STANLEY:

We are committed to maintaining the first-class service and high standard of excellence that have defined Morgan Stanley for over 89 years. Our values - putting clients first, doing the right thing, leading with exceptional ideas, committing to diversity and inclusion, and giving back - aren’t just beliefs, they guide the decisions we make every day to do what's best for our clients, communities and more than 80,000 employees in 1,200 offices across 42 countries. At Morgan Stanley, you’ll find an opportunity to work alongside the best and the brightest, in an environment where you are supported and empowered. Our teams are relentless collaborators and creative thinkers, fueled by their diverse backgrounds and experiences. We are proud to support our employees and their families at every point along their work-life journey, offering some of the most attractive and comprehensive employee benefits and perks in the industry. There’s also ample opportunity to move about the business for those who show passion and grit in their work.

To learn more about our offices across the globe, please copy and paste https://www.morganstanley.com/about-us/global-offices​ into your browser.

Morgan Stanley is an equal opportunities employer. We work to provide a supportive and inclusive environment where all individuals can maximize their full potential. Our skilled and creative workforce is comprised of individuals drawn from a broad cross section of the global communities in which we operate and who reflect a variety of backgrounds, talents, perspectives, and experiences. Our strong commitment to a culture of inclusion is evident through our constant focus on recruiting, developing, and advancing individuals based on their skills and talents.