Canvas Compliance Analyst

A Career with Point72’s Compliance Department  

The Point72 Compliance department is an industry-leading team of compliance professionals who support global investment and trading activities by establishing and enforcing the firm’s compliance policies, providing real-time advice, and conducting pre- and post-trade surveillance. Our team is essential to Point72’s success and we provide mentorship, a growth path, and the opportunity for a long-term career with us.

What you’ll do

• Act as the primary compliance liaison for research analysts within our fundamental research team, Canvas
• Conduct on-boarding due diligence of new consultants to Canvas Fundamental Research GroupRG, LLC and oversee annual evaluations
• Chaperone and document consultant calls for Canvas research analysts
• Monitor communications between Canvas research analysts and discretionary investment professionals
• Monitor and document chaperoned calls in the proprietary compliance management system while ensuring proper chaperone coverage for consultants
• Coordinate with the finance department to manage quarterly invoicing and payments in compliance with applicable data privacy law
• Participate in compliance training for Canvas research analysts
• Develop and execute strategies to enhance compliance processes.
• Monitor and stay current on applicable laws, regulatory initiatives, and case law
• Recommend and draft enhancements to policies and procedures

What’s required

• 1-4 years of experience in financial services
• GPA 3.0 or greater
• Demonstrate exceptional attention to detail, strong organizational skills, and a structured, process-driven approach, with the ability to work independently or collaboratively
• Ability to manage and prioritize multiple tasks and see each task to completion
• Exceptional reading and writing skills, as well as outstanding communication and interpersonal skills
• Commitment to the highest ethical standards

We take care of our people

We invest in our people, their careers, their health, and their well-being. We want you to concentrate on success and leave the rest to us. When you work here, we provide:

• Fully-paid health care benefits
• Generous parental and family leave policies
• Volunteer opportunities
• Support for employee-led affinity groups representing women, people of color and the LGBTQ+ community
• Mental and physical wellness programs
• Tuition assistance
• A 401(k) savings program with an employer match and more

About Point72

Point72 is a leading global alternative investment firm led by Steven A. Cohen. Building on more than 30 years of investing experience, Point72 seeks to deliver superior returns for its investors through fundamental and systematic investing strategies across asset classes and geographies. We aim to attract and retain the industry’s brightest talent by cultivating an investor-led culture and committing to our people’s long-term growth. For more information, visit https://point72.com/.

The annual base salary range for this role is $100,000-$120,000 (USD) , which does not include discretionary bonus compensation or our comprehensive benefits package. Actual compensation offered to the successful candidate may vary from posted hiring range based upon geographic location, work experience, education, and/or skill level, among other things.