IBO Client Asset (CASS) Adherence – Governance Lead

City

Singapore

Job Type

Full Time

Country / State

Singapore

Function Category

Investment Banking, Operations

Join us

At UBS, we embrace flexible ways of working when the role permits. We offer different working arrangements like part-time, job-sharing and hybrid (office and home) working. Our purpose-led culture and global infrastructure help us connect, collaborate, and work together in agile ways to meet all our business needs.

From gaining new experiences in different roles to acquiring fresh knowledge and skills, we know that great work is never done alone. We know that it's our people, with their unique backgrounds, skills, experience levels and interests, who drive our ongoing success. Together we’re more than ourselves. Ready to be part of #teamUBS and make an impact?

Contact Details

UBS Business Solutions SA
UBS Recruiting

Disclaimer / Policy statements

UBS is an Equal Opportunity Employer. We respect and seek to empower each individual and support the diverse cultures, perspectives, skills and experiences within our workforce.

Your team

The CASS Adherence Governance Lead sits within IB Operations and supports the CASS APAC in ensuring UBS entities in APAC region comply with the requirements of the local Client Asset Rules (CASS).

The Governance Lead reports to the CASS Adherence – Oversight Lead. They are responsible for ensuring delivery of the Governance components of the CASS Adherence Services Catalogue.

Your expertise

The role requires independent work; influencing to get information/ input from a wide base of stakeholders in London. The following technical skills and personal attributes are required:

Essential:
• Working knowledge of any of APAC rules in SG/ HK/ JP/ Australia CASS rules
• Proven detailed knowledge of CASS relevant product areas
• Delivery focus
• Relationship building and management
• Influencing skills
• Ability to work with a range of stakeholders

Desirable:
• Proficient in Excel to support data analysis techniques
• PowerPoint to facilitate preparation of management packs
• General ability to pick up information quickly and turn around deliverables under pressure
• Continuous improvement focus/ ability to apply to processes

About us

UBS is the world’s largest and the only truly global wealth manager. We operate through four business divisions: Global Wealth Management, Personal & Corporate Banking, Asset Management and the Investment Bank. Our global reach and the breadth of our expertise set us apart from our competitors.

We have a presence in all major financial centers in more than 50 countries.

Your Career Comeback

We are open to applications from career returners. Find out more about our program on ubs.com/careercomeback.